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Outsourced Chief Investment Officer (OCIO) Services

Elevate your investment offering with LPL OCIO Services.

Institutional Expertise for Your Clients

Today’s clients expect more than performance — they want purpose, clarity, and confidence. LPL Outsourced Chief Investment Officer services is designed to deliver just that. Our team operates as an extension of your business, bringing institutional investment acumen, operational scale, and white-glove support to help you grow and differentiate in a complex market environment.

Built Around Your Business. Focused on Client Outcomes.

From helping you solidify your investment philosophy/ process and creating the proper documentation to support it, to building custom model portfolios, sitting on your investment committee, and engaging in client/prospect consultations (must be done with advisor present), we’ll help you every step of the way.

What we do:

Beyond the off-the-shelf support others offer, we offer customization, service and industry experience.

Governance and Guidance

Collaboration to establish overall investment objectives 100% tailored to your philosophy, risk preferences, and client base to help keep you in regulatory compliance.
Investment Policy Development
Documentation that formalizes your philosophy and investment process

Model Portfolio Management

Model portfolios with tilts within asset classes in response to valuation opportunities
Continuous manager search, selection, monitoring, and model optimization

LPL Research Access

Direct line to over 400 years of investing experience through your dedicated CIO team

Stakeholder Communication

Attendance at prospect and client meetings and events
White label communications, designed to keep clients informed

How we do it:

Flexible Approach

There is no one-size-fits-all solution, so we don’t offer one. Our team of experienced investment professionals acts as a seamless extension of your firm and collaborative partner aligning to your distinctive investing approach.

Deep Investment Expertise & Technology

Our CIO teams are backed by the deep knowledge of LPL Research that manages over $80B (3/31/25) in assets and 50+ model portfolios. Our independent investment insights are then exclusively tailored to the needs of your firm — all delivered leveraging LPL’s advanced technology.

Comprehensive Solution, Beyond Model Management

LPL OCIO Services levels up your entire investment program through documented, repeatable and personalized investment frameworks, and ongoing advice.

Solutions Tailored to You

Service	What it Covers
Strategic Asset Allocation	Customized asset mix across stocks, bonds, alternatives
Manager & Security Selection	Institutional research and active manager sourcing
Risk & Performance Monitoring	Proprietary metrics, stress testing, and rebalancing
Governance Framework	Investment policy creation and investment committee support
Client Communications	Slide decks, model reviews, market commentary, Q\&A prep

What Makes Us Different

Powered by 45+ professionals across LPL Research
Tailored model construction, not off-the-shelf
Advisor-first design — you stay in control, we work behind the scenes

Ready to See the Difference?

Schedule a call with a Business Solutions consultant.

Let's Talk

Tracking #766480

Disclosures

Not for distribution to the public